If we are going to awaken and encourage your latent
interest in stock and money market investing or,
hold your hand as you bone up on investing principles
and practices and take your first tentative steps,
it might be helpful, and offer a good deal of confidence,
if you know where to go if a broker/client relationship
goes sour.
It is not anticipated that this will happen. Commonsense
suggests, however, that wherever people engage
in transactions, misunderstandings sometimes happen.
Should this occur at any time, listed below are
the four regulatory authorities in the CSME to
which you can go for redress.
